ph: (312) 523-4680
alt: (219) 808-9731

Our services include:

  • Internal Control & Risk Management

    OP Compliance offers services to assess clients' current control environment and understand the real exposures. We identify critical risks and assess the adequacy of key controls, for both design and operating effectiveness.

  • Policy & Process

    Well-documented policies & processes provide a consistent and standard measure of expectations, clear performance requirements, escalation measures, and can be a key training resource for new hires. OP Compliance can provide clients with an industry-wide perspective on leading practices for policies & processes. We offer assessment, process redesign, implementation, and best-in-class training programs for all major loan servicing activities.

  • Compliance Programs
    Internal, Correspondent, Vendor

    Compliance requirements can be onerous for companies that do not have the resources to develop or monitor internal compliance functions independently. OP Compliance offers a comprehensive internal compliance service on an outsourced basis. Our program provides:

    • Critical performance assessment feedback to management
    • Independent confirmation of compliance
    • Accountability to investors and clients.

  • Correspondent Compliance Program

    Our correspondent audits are designed to assure quality and efficiency in managing correspondent and sub-servicer relationships, while simultaneously reducing your time and resources invested.

  • External Audit Support

    Navigating regulatory and contractual requirements in commercial real estate servicing is becoming increasingly complex, and largely a unique discipline from day-to-day operational activities. OP Compliance offers audit preparation and support programs for USAP and Regulation AB. Whether it is your first Reg AB audit or your annual USAP, we can help make the year-end process easier.

  • Remediation & Reconciliation

    OP Compliance offers immediate controls remediation and process re-design for significant control deficiencies. We also offer reconciliation and research services for legacy cash or conversion issues.


 

Copyright 2008 OP Compliance Partners, LLC. All rights reserved.

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ph: (312) 523-4680
alt: (219) 808-9731