ph: (312) 884-1122
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Our services include:
Internal Control & Risk Management
OP Compliance offers services to assess clients' current control environment and understand the real exposures. We identify critical risks and assess the adequacy of key controls, for both design and operating effectiveness.
Policy & Process
Well-documented policies & processes provide a consistent and standard measure of expectations, clear performance requirements, escalation measures, and can be a key training resource for new hires. OP Compliance can provide clients with an industry-wide perspective on leading practices for policies & processes. We offer assessment, process redesign, implementation, and best-in-class training programs for all major loan servicing activities.Compliance Programs
Internal, Correspondent, VendorCompliance requirements can be onerous for companies that do not have the resources to develop or monitor internal compliance functions independently. OP Compliance offers a comprehensive internal compliance service on an outsourced basis. Our program provides:
- Critical performance assessment feedback to management
- Independent confirmation of compliance
- Accountability to investors and clients.
Correspondent Compliance Program
Our correspondent audits are designed to assure quality and efficiency in managing correspondent and sub-servicer relationships, while simultaneously reducing your time and resources invested.
External Audit Support
Navigating regulatory and contractual requirements in commercial real estate servicing is becoming increasingly complex, and largely a unique discipline from day-to-day operational activities. OP Compliance offers audit preparation and support programs for USAP and Regulation AB. Whether it is your first Reg AB audit or your annual USAP, we can help make the year-end process easier.Remediation & Reconciliation
OP Compliance offers immediate controls remediation and process re-design for significant control deficiencies. We also offer reconciliation and research services for legacy cash or conversion issues.
ph: (312) 884-1122
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